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This Copliance Risk Assesment & Management Course is designed for anyone looking for a pathway into this profession and wants to develop their industry knowledge and skills. It covers the role of the Compliance Officer and compliance department in detail, with step-by-step training in compliance auditing and risk management.

This course will equip you with the fundamental skills needed to identify and manage regulatory risk in your organisation, taking you through key topics such as how to implement an efficient Compliance Management System, ethics and compliance, risk types and classifications, and how to design a solid risk management strategy. By the end of this practical training course, you’ll have an excellent understanding of core compliance issues, as well as how to promote a positive compliance culture for your organisation, which will give you a head start when it comes to standing out in the relevant job market. Enrol today and learn the fundamentals of compliance and risk management to kickstart your career.

• Accredited by CPD
• Instant e-certificate and hard copy dispatch by next working day
• Fully online, interactive course with audio voiceover
• Developed by qualified professionals

• Self-paced learning and laptop, tablet, smartphone-friendly
• 24/7 Learning Assistance
• Discounts on bulk purchases

Sneak Peek

Who should take the course

This compliance and risk management training course is ideal for anyone looking to kickstart or develop their career in this field. This includes:

• Compliance Officers
• Risk & Compliance Managers
• Heads of Compliance & Risk
• Compliance Risk Reporting Managers

Certification

Once you’ve successfully completed your course, you will immediately be sent a digital certificate. Also, you can have your printed certificate delivered by post (shipping cost £3.99). All of our courses are fully accredited, providing you with up-to-date skills and knowledge and helping you to become more competent and effective in your chosen field. Our certifications have no expiry dates, although we do recommend that you renew them every 12 months.

Learning Outcomes

By the end of the course, learners will be able to:

• Discuss the role & responsibilities of the compliance department in detail
• Identify the five basic elements of compliance, auditing and development
• Implement and monitor a Compliance Management System in the workplace
• Understand the compliance audit process and how to identify audit risk
• Demonstrate knowledge of the difference between ethics and compliance
• Explain the nature, different types and classifications of risks
• Design an effective risk management strategy for their organisation
• Identify, analyse, monitor, review and treat risks in compliance

Assessment

At the end of the course, there will be an online assessment, which you will need to pass to complete the course. Answers are marked instantly and automatically, allowing you to know straight away whether you have passed. If you haven’t, there’s no limit on the number of times you can take the final exam. All this is included in the one-time fee you paid for the course itself.

Course Curriculum

Module 1: Introduction to Compliance In module one, we will gain an in-depth understanding of what compliance is, taking a look at the benefits of compliance and the role and responsibilities of the compliance department. Module 2: Five basic elements of compliance In module two, we will explore policy and code of conduct in compliance, learning about the structure of the compliance organisation and key compliance processes. It includes training on how to implement an effective compliance audit process. Module 3: Compliance Management System (CMS) In module three, we’ll learn how to implement and monitor a Compliance Management System in the workplace, with step-by-step training. It discusses the key elements of CMS, the role of the compliance committee and compliance officer, and compliance programs. Module 4: Compliance Audit In module four, we will learn about compliance auditing within a public sector context, exploring the principles and elements of compliance auditing. It covers key topics such as the compliance audit process, quality control, audit risk, and audit team management. Module 5: Compliance and Ethics In module five, we will explore the conceptual differences between ethics and compliance, taking a look at the responsibilities of ethics and compliance practitioners, as well as shared challenges, values and rules. Module 6: Risk and Types of Risk In module six, we will learn what constitutes risk in compliance and risk management, exploring the classifications, types and nature of risk, from pure risk to financial risk. Module 7: Introduction to Risk Management In module seven, we will deepen our understanding of how to manage risk, learning about the standards and principles of risk management, as well as the history of risk management and its concepts. Module 8: Risk Management Process In this final module, we will fully familiarise with the risk management process and framework, with training on how to identify, analyse, evaluate, monitor, review and treat risk.